Prudential requirements of investment firms

This dossier concerns prudential requirements of investment firms. The amendments build capital requirements from K-factors capturing Risk-to-Customer, Risk-to-Market and Risk-to-Firm, define small and non-interconnected firms and related exemptions within banking and investment-firm groups, add provisions on large asset managers, assets under management, liquidity mismatch, the tick-size regime for systematic internalisers, disclosure of capital and remuneration, and equivalence for third countries.