Procedure
Institutions for occupational retirement provision, undertakings of collective investment in transferable securities (UCITS) and Alternative Investment Funds Managers: risk management
2011/0360(COD)·7th term·ECON / JURI·COD - Ordinary legislative procedure (ex-codecision procedure)·CompletedProcedure completed
Subjects: Securities and financial markets, stock exchange, CIUTS, investments · Insurance, pension funds · Financial services, financial reporting and auditing · Financial supervision
Rapporteur (the Member appointed to lead Parliament's work on this text): DOMENICI Leonardo (S&D)
Summary
The dossier concerns risk management for institutions for occupational retirement provision, UCITS and Alternative Investment Fund Managers. Amendments revise recitals and provisions on investors' over-reliance on external credit ratings when investing in debt instruments, requiring their own creditworthiness assessments; they prohibit fund rules causing automatic sale of assets upon a credit-rating downgrade, delegate powers under Article 290 TFEU to the Commission, and amend related directives and transposition deadlines.
10
Amendments
distinct, in window
7
Members
tabled at least one
2
Committee(s)
29 Mar 2012
Dates
Official amendment documents
Connections
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Members who amended this procedure
7 Members · by amendment count1🇭🇺
Ildikó GÁLL-PELCZ
European People's Party (EPP) · Hungary
3(3 solo)
2🇫🇷Pascal CANFIN
Renew Europe · France
3
3🇩🇰Emilie TURUNEN
Socialists & Democrats · Denmark
3
4🇮🇹Gianni PITTELLA
Socialists & Democrats · Italy
1(1 solo)
5🇬🇧Sharon BOWLES
ALDE · United Kingdom
1(1 solo)
6🇱🇻Krišjānis KARIŅŠ
European People's Party (EPP) · Latvia
1(1 solo)
7🇦🇹Evelyn REGNER
Socialists & Democrats · Austria
1(1 solo)
The amendments, in full text
10 amendmentsEvery amendment as tabled — original text, proposed change and justification, with a link to the official PDF.
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