Procedure
Criminal sanctions for market abuse (market abuse directive)
2011/0297(COD)·7th term·ECON / JURI / LIBE·COD - Ordinary legislative procedure (ex-codecision procedure)·CompletedProcedure completed
Subjects: Securities and financial markets, stock exchange, CIUTS, investments · Financial supervision · Judicial cooperation in criminal matters
Rapporteur (the Member appointed to lead Parliament's work on this text): MCCARTHY Arlene (S&D)
Summary
This dossier concerns criminal sanctions for market abuse under the market abuse directive. The amendments address minimum rules for criminal sanctions for insider dealing and market manipulation, the definitions of financial instrument, inside information, commodity and buy-back programme, manipulation of indexes such as LIBOR and EURIBOR, exemptions for journalism, research and market-making, liability of legal persons, and fundamental rights under the Charter.
Procedure timeline
- Committee amendments tabled10 May 2012 – 13 Jul 2012
- Procedure completed
82
Amendments
distinct, in window
17
Members
tabled at least one
3
Committee(s)
10 May 2012 – 13 Jul 2012
Dates
Official amendment documents
Connections
Related procedures
Bank recovery and resolution: ranking of unsecured debt instruments in insolvency hierarchy
8th term · Financial supervision · Securities and financial markets, stock exchange, CIUTS, investments
69amendments
Capital Requirements Regulation: adjustments in response to the COVID-19 pandemic
9th term · Financial supervision · Securities and financial markets, stock exchange, CIUTS, investments
96amendments
Certain aspects of the minimum requirement for own funds and eligible liabilities
9th term · Financial supervision · Securities and financial markets, stock exchange, CIUTS, investments
68amendments
General framework for securitisation and specific framework for simple, transparent and standardised securitisation to help the recovery from the COVID-19 crisis
9th term · Financial supervision · Securities and financial markets, stock exchange, CIUTS, investments
64amendments
Scope of rules for benchmarks, use in the Union of benchmarks provided by an administrator located in a third country, and certain reporting requirements
9th term · Financial supervision · Securities and financial markets, stock exchange, CIUTS, investments
62amendments
See these connections as a navigable graph — and walk from there to anything else.
Explore the graphFull record
Members who amended this procedure
17 Members · by amendment count1🇫🇮
Sirpa PIETIKÄINEN
European People's Party (EPP) · Finland
20(20 solo)
2🇷🇴Elena BĂSESCU
European People's Party (EPP) · Romania
10(10 solo)
3🇷🇴Sebastian Valentin BODU
European People's Party (EPP) · Romania
9(9 solo)
4🇳🇱Emine BOZKURT
Socialists & Democrats · Netherlands
8(8 solo)
5🇪🇸Ramon TREMOSA i BALCELLS
ALDE · Spain
5(5 solo)
6🇵🇱Bogusław SONIK
European People's Party (EPP) · Poland
4(4 solo)
7🇩🇪Wolf KLINZ
ALDE · Germany
3(3 solo)
8🇬🇧Arlene McCARTHY
Socialists & Democrats · United Kingdom
3(3 solo)
9🇵🇹Elisa FERREIRA
Socialists & Democrats · Portugal
3(3 solo)
10🇩🇪Sven GIEGOLD
Greens / EFA · Germany
3(3 solo)
11🇬🇧Kay SWINBURNE
European Conservatives & Reformists · United Kingdom
2(2 solo)
12🇫🇷Sylvie GOULARD
ALDE · France
2(2 solo)
13🇬🇧Sharon BOWLES
ALDE · United Kingdom
2(2 solo)
14🇱🇻Krišjānis KARIŅŠ
European People's Party (EPP) · Latvia
2(2 solo)
15🇦🇹Evelyn REGNER
Socialists & Democrats · Austria
2(2 solo)
16🇱🇹Rolandas PAKSAS
EFDD · Lithuania
1(1 solo)
17🇵🇹Rui TAVARES
Greens / EFA · Portugal
1(1 solo)
The amendments, in full text
82 amendmentsEvery amendment as tabled — original text, proposed change and justification, with a link to the official PDF.
The full amendment texts load as you scroll here.